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Open Access Article

Scientific Development Research . 2022; 2: (2) ; 112-115 ; DOI: 10.12208/j.sdr.20220051.

Localization exploration of third-party supervision system
第三方监管制度的本土化探索

作者: 樊可 *

浙江工商大学法学院 浙江杭州

*通讯作者: 樊可,单位:浙江工商大学法学院 浙江杭州;

发布时间: 2022-07-30 总浏览量: 232

摘要

企业合规制度要顺利推进,确保合规承诺落实落地是关键。我国对于第三方监管制度的探索才刚起步,对于实践中对第三方监管的成本问题、保证第三方监管的中立性问题以及第三方监管的监管保密义务等存在困惑,在分析域外经验的基础上对我国现行法进行剖析,并对我国第三方监管功能的实现提出解决方案。

关键词: 第三方监管;独立监控人;企业合规

Abstract

For the smooth progress of the corporate compliance system, it is the key to ensure the imple- mentation of compliance commitments. The exploration of the third-party supervision system in my country has just started, and there is confusion about the cost of third-party supervision in practice, the issue of ensuring the neutrality of third-party supervision, and the obligation of third-party supervision to supervise confidentiality. my country's current law is analyzed, and solutions are put forward for the realization of my country's third-party supervision function.

Key words: Third-party supervision; Independent monitor; Corporate compliance

参考文献 References

[1]推动企业合规当好称职“老娘舅”[N]. 检察日报,2021-04-19(001).

[2]陈瑞华:《律师如何开展合规业务(五)——律师如何担任合规监管人》载《中国律师》,2021(01):88-90.

[3]马明亮:《论企业合规监管制度——以独立监管人为视角》,载《中国刑事法杂志》2021(01):131-144.

引用本文

樊可, 第三方监管制度的本土化探索[J]. 科学发展研究, 2022; 2: (2) : 112-115.